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Ethics & accountability · Calling out concerns to leadership

You notice that someone from the deal team appears to have shared material non-public information about a live transaction with a colleague on the trading side — across the information barrier. You're junior. What do you do, and in what order?

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This is a wall crossing that could be insider dealing, so it goes to Compliance and the control room immediately — not to the person, not to my staffer as a favor first.

The full answer: structure, worked example, likely follow-up.

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